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James Lock

Investment Adviser | In partnership with Matt Willis
James Lock

James Lock entered the finance industry in 1986 as an equities operator on the Auckland Stock Exchange trading floor. As one of the youngest individual members of the New Zealand Stock Exchange at 25 years of age and after learning the trade, James later joined Craigs in 1991 as an Investment Adviser.

James is an AFA and an NZX Adviser who specialises in Private Wealth Management; advising private clients, estates, charitable funds and private trusts in asset allocation, fixed income investments and equity strategy.

Working alongside Matt Willis, James values the team approach to the management of client portfolios and believes it is critical to providing a complete tailored solution for his clients.

James is in an Adviser Partnership with Matt Willis

  • New Zealand Exchange Diploma
  • NZX Adviser with the New Zealand Exchange (NZX)
  • Certificate of Authorisation AFA (2011)
  • NZX Adviser